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Sean Warren

J.P. Morgan Securities LLC

Goodyear, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-21
AZ RA APPROVED 2013-02-12
  • TX RA
    APPROVED_RES
    Since 2020-12-21
  • AZ RA
    APPROVED
    Since 2013-02-12

Branch Locations

2071 N Pebble Creek Pkwy, Goodyear, AZ 85395 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Goodyear AZ 01/2010 Present
J.P. Morgan Securities Llc Goodyear AZ 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-25
S63 Uniform Securities Agent State Law Examination 2010-02-23
  • S66 Uniform Combined State Law Examination
    2013-01-25
  • S63 Uniform Securities Agent State Law Examination
    2010-02-23
Other Names
  • Sean A Warren

View on SEC IAPD

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