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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-12
AZ RA APPROVED 2014-09-23
  • TX RA
    APPROVED_RES
    Since 2018-08-12
  • AZ RA
    APPROVED
    Since 2014-09-23

Branch Locations

1370 N. Litchfield Road, Goodyear, AZ 85395 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Goodyear AZ 01/2011 Present
J.P. Morgan Securities Llc Goodyear AZ 10/2012 Present
Other Businesses

Entity Name: LZA Holdings LLC Investment related: N "Address: 968 n 169th ave Goodyear, AZ 85338" Nature of the other business: Animal Services Position/Title/Relationship: Employee/Contractor Start Date: 12/31/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: No connection to JPMC - Different field of operations. It is my personal french bulldog breeding business. We sell dogs and dog services/supplies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-29
S63 Uniform Securities Agent State Law Examination 2012-08-22
  • S66 Uniform Combined State Law Examination
    2014-08-29
  • S63 Uniform Securities Agent State Law Examination
    2012-08-22
Other Names
  • Ulises Barrera Castellanos

View on SEC IAPD

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