Best Investors Account Sign in
Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-24
  • FL RA
    APPROVED
    Since 2022-05-24

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Atlantic Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 09/2013 02/2021
Bank Of America, N.A. Jacksonville FL 07/2015 02/2021
Gwfs Equities, Inc Greenwood Village CO 04/2022 Present
Advised Assets Group, Llc Greenwood Village CO 04/2022 Present
Unemplyed Jacksonville FL 02/2021 04/2022
  • 09/2013 → 02/2021
    Jacksonville, FL
  • 07/2015 → 02/2021
    Bank Of America, N.A.
    Jacksonville, FL
  • 04/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 04/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
  • 02/2021 → 04/2022
    Unemplyed
    Jacksonville, FL
Previous Registrations
Other Businesses

Rygiene LLC. Investment Related: No. Monitoring E-Bike Rides on the App Store. It's an app for parents to view prior ride history and coach them on how they rode. CEO. hours/month: 20. During work hours: 0. Lead Developer: Build and maintain app on the front end and back end.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-14
S63 Uniform Securities Agent State Law Examination 2014-02-11
  • S66 Uniform Combined State Law Examination
    2014-05-14
  • S63 Uniform Securities Agent State Law Examination
    2014-02-11
Other Names
  • Derik Spencer Treuel

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Greenwood Village, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor