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Alex Holguin

LPl Financial LLC

Aventura, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-12-17
  • FL RA
    APPROVED
    Since 2010-12-17

Branch Locations

20900 West Dixie Highway, Aventura, FL 33180-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frye Financial Center Aventura FL 11/2010 Present
Lpl Financial Aventura FL 12/2010 Present
  • 11/2010 → Present
    Frye Financial Center
    Aventura, FL
  • 12/2010 → Present
    Lpl Financial
    Aventura, FL
Previous Registrations
Other Businesses

1. 12/10/2010 - DBA ONLY, FRYE FINANCIAL CENTER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-25
S63 Uniform Securities Agent State Law Examination 2006-02-24
  • S66 Uniform Combined State Law Examination
    2008-04-25
  • S63 Uniform Securities Agent State Law Examination
    2006-02-24
Other Names
  • Pedro Alejandro Holguin

View on SEC IAPD

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MORGAN STANLEY · Aventura, FL
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