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David Keith Smith

Cetera Investment Advisers LLC

Farmington Hls, MI

Plymouth, MI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
MI RA APPROVED 2019-06-19
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • MI RA
    APPROVED
    Since 2019-06-19

Branch Locations

33533 W Twelve Mile Rd Suite 100, Farmington Hls, MI 48331 • United States

Plymouth, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Southfield MI 04/2016 06/2019
Foresters Financial Detroit MI 02/2013 06/2019
Cetera Investment Services Llc Farmington Hills MI 06/2019 Present
Cetera Investment Advisers Llc Farmington Hills MI 06/2019 Present
  • 04/2016 → 06/2019
    Foresters Financial Services
    Southfield, MI
  • 02/2013 → 06/2019
    Foresters Financial
    Detroit, MI
  • 06/2019 → Present
    Cetera Investment Services Llc
    Farmington Hills, MI
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Farmington Hills, MI
Previous Registrations
  • 2016-04-05 → 2019-06-21
    Foresters Advisory Services, Llc
    Farmington Hills, MI
Other Businesses

1. FINANCIAL ADVISOR AT HEXSTONE WEALTH; DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-18
S63 Uniform Securities Agent State Law Examination 2010-01-25
  • S65 Uniform Investment Adviser Law Examination
    2016-03-18
  • S63 Uniform Securities Agent State Law Examination
    2010-01-25

View on SEC IAPD

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Other Investors

VICKI MARIE FILIPIAK
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SPENCER PHILIP WARN
ELLA LAZIC
RICHARD PAUL KUNDRACIK

Other Offices

CETERA INVESTMENT ADVISERS LLC · FARMINGTON HLS, MI
CETERA INVESTMENT ADVISERS LLC · FARMINGTON HILLS, MI
ARMOR WEALTH STRATEGIES, LLC · FARMINGTON HILLS, MI
J.P. MORGAN SECURITIES LLC · FARMINGTON HILLS, MI
BERINGEA, LLC · FARMINGTON HILLS, MI
MORGAN STANLEY · Farmington Hills, MI
FAI ADVISORS, INC. · FARMINGTON HILLS, MI
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · Farmington Hills, MI

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