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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-06-05 |
| TX | RA | APPROVED | 2020-06-05 |
Branch Locations
623 22Nd St. Nw, Bemidji, MN 56601 • United States
109 E Broadway, Little Falls, MN 56345 • United States
East Gull Lake, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Bemidji | MN | 08/2013 | 10/2017 |
| Commonwealth Financial Network | Waltham | MA | 10/2017 | 06/2020 |
| Ameriprise Financial Services Inc | Bemidji | MN | 06/2020 | 06/2020 |
| Ameriprise Financial Services, Llc | Little Falls | MN | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Little Falls | MN | 06/2020 | Present |
Real Estate Ownership; Commercial; 109 E Broadway, , Little Falls, MN, 56345; Not Investment-Related; 12/02/2019. Independent Insurance Brokering; ELCO Mutual Life; 02/25/2026; Fixed Annuity. Business Ownership; RJG Services Inc.; Co-owner; Office support/Administration; 38413 Front St, , Battle Lake, MN, 56515; Not Investment-Related; 02/10/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; RJG Services Inc.; Secretary / Treasurer - Manage operations and record keeping; ; 38413 Front St, , Battle Lake, MN, 56515; Investment-Related; 02/10/2021; 1 to 9 hours per month; 0 during trading hours / Independent School District 181; I've been asked to serve as the Head Coach for the Brainerd - Little Falls Girls High School JV hockey team.; Coaching High School Hockey; 804 Oak Street, , Brainerd, MN, 56401; Not Investment-Related; 11/01/2023; 20 to 39 hours per month; 1 to 9 during trading hours. Other Business Activities; Hockey Day Minnesota 2027 Local Organizing Committee; This committee is involved in the planning and eventual execution of Hockey Day Minnesota 2027 which will be held in Brainerd, MN. My role will be to help plan the event and seek sponsorships. I will not have any responsibility for managing funds for the committee, nor will I be a signer for checks.; 5523 Birchdale Rd, , Brainerd, MN, 56401; Not Investment-Related; 05/14/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-02 |
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