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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-11-03 |
| NC | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED_RES | 2023-11-03 |
Branch Locations
4300 N. Miller Rd. Ste. 130, Scottsdale, AZ 85251 • United States
9200 Indian Creek Parkway Suite 140, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Overland Park | KS | 01/2010 | 11/2023 |
| Osaic Wealth, Inc. | Overland Park | KS | 11/2023 | Present |
1) INDEPENDENT INSURANCE AGENT, INVESTMENT RELATED, 9200 INDIAN CREEK PKWY STE. 140, OVERLAND PARK KS 66210, AGENT, START DATE: 01-01-2011, 3 HRS. PER MONTH, 2 HRS. DURING ST HOURS, FIXED AND VARIABLE ANNUITIES 2) OSAIC WEALTH, INC. CORPORATE RIA, INVESTMENT RELATED, 9200 INDIAN CREEK PKWY STE. 140, OVERLAND PARK KS 66210, AGENT, START DATE: 01-01-2011, 40 HRS. PER MONTH, 40 HRS. DURING ST HOURS, PROVIDE CLIENTS WITH APPROPRIATE INVESTMENT MANAGEMENT ADVISORY ACCOUNTS, PRIMARILY USING THIRD PARTY MONEY MANAGERS ON FSC'S WEALTH MANAGEMENT PLATFORM. 3) 3GENWEALTH POSITION: Sole Proprietorship NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 166 SECURITIES TRADING HOURS: 150 START DATE: 04/18/2012 ADDRESS: 9200 Indian Creek Parkway, Suite 140 Overland Park, KS 66210 DESCRIPTION: All services pertaining to securities, advisory, insurance etc are done through 3GenWealth 4) 3GENWEALTH LLC COMPENSATION POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 166 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2013 ADDRESS: 9200 Indian Creek Pkwy, Suite 140, Overland Park KS 66210, United States DESCRIPTION: As a partner of 3GenWealth LLC, I receive compensation directly from 3GenWealth LLC for my services with our financial planning business. 5) MILLS FARM AREA HOMES ASSOCIATION, INC. POSITION: Member-at-large NATURE: Domestic not for-profit corporation - Home Owner's Association INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2026 ADDRESS: 16020 King St., Overland Park KS 66221, United States DESCRIPTION: I was elected as a member-at-large for my homeowner's association. My areas of responsibility are in the landscaping and architectural review. No financial control on my part. 6) DONNPECK LLC POSITION: Member NATURE: LLC filing as partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 83 SECURITIES TRADING HOURS: 83 START DATE: 06/02/2021 ADDRESS: 4300 N Miller Rd, Ste. 130, Scottsdale AZ 85251, United States DESCRIPTION: DonnPeck LLC was formed in the State of Arizona in 2021 to facilitate the purchase and administration of a joint venture between Jessica Peck Donnerstein and Ryan A. Peck to acquire financial planning practices from other entities. Revenue for this LLC are received as compensation directly from Osaic commissions and, to a lesser degree, insurance commissions. Business expenses are paid and profits are distributed directly to Jessica's 3GenWealth LLC in Arizona and Ryan's 3GenWealth LLC in Kansas.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-10 |
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