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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2011-01-03 |
Branch Locations
200 Sw Market St Ste 1600, Portland, OR 97201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Portland | OR | 11/2010 | Present |
| Andrew Thomas Usher | Portland | OR | 02/2012 | 04/2024 |
| Gaylord E Davis | Portland | OR | 02/2012 | 04/2024 |
| Thomas Stewart | San Diego | CA | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-17 |
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