Joan Valerie Smith

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-11
MD	RA	APPROVED	2010-03-01

TX RA
APPROVED_RES

Since 2019-01-11
MD RA
APPROVED

Since 2010-03-01

Branch Locations

23076 Three Notch Rd Suite 301, California, MD 20619 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	01/2010	Present

01/2010 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-02-26

S66 Uniform Combined State Law Examination

2010-02-26

Other Names

Joanie Valerie Smith
Joan Valerie Gibson
Joanie Smith
Joan Smith

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

HORNOR, TOWNSEND & KENT, LLC

CETERA INVESTMENT ADVISERS LLC

NAVY FEDERAL INVESTMENT SERVICES, LLC

FIRST COMMAND ADVISORY SERVICES

LPL FINANCIAL LLC

FOUNTAINHEAD FIDUCIARY, LLC

RETIREMENT MANAGEMENT SYSTEMS

Other Investors

TAMMY LEE GLADSTONE

COLLEEN SUZETTE BLUNDELL

MARY KATHLEEN SULICK

Sabrina Prescott Lee

David Mcguire Smith

Annmarie K Trombino

Laura Ann Hyatt

William Conrad Reuter

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · California, MD

HORNOR, TOWNSEND & KENT, LLC · LEXINGTON PARK, MD

CETERA INVESTMENT ADVISERS LLC · LEXINGTON PARK, MD

NAVY FEDERAL INVESTMENT SERVICES, LLC · LEXINGTON PARK, MD

FIRST COMMAND ADVISORY SERVICES · Lexington Park, MD

CETERA INVESTMENT ADVISERS LLC · LEXINGTON PARK, MD

LPL FINANCIAL LLC · SOLOMONS, MD

FOUNTAINHEAD FIDUCIARY, LLC · SOLOMONS, MD, MD

More in California, MD

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