Mary Kathleen Sulick

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-09-05
TX	RA	APPROVED	2025-09-05

MD RA
APPROVED

Since 2025-09-05
TX RA
APPROVED

Since 2025-09-05

Branch Locations

180 Admiral Cochrane Drive Suite 520, Annapolis, MD 21403 • United States

22738 Maple Road Suite 201, Lexington Park, MD 20653 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
1St Global Capital Corp	Annapolis	MD	02/2003	10/2019
1St Global Advisors, Inc	Annapolis	MD	03/2004	10/2019
Avantax Insurance Services	Annapolis	MD	09/2004	09/2025
Heimlantz Professional Corporation	Annapolis	MD	05/2016	Present
Avantax Advisory Services	Annapolis	MD	10/2019	09/2025
Avantax Investment Services, Inc.	Annapolis	MD	10/2019	09/2025
Cetera Wealth Services, Llc	Lexington Park	MD	09/2025	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2025	Present

02/2003 → 10/2019

1St Global Capital Corp

Annapolis, MD
03/2004 → 10/2019

1St Global Advisors, Inc

Annapolis, MD
09/2004 → 09/2025

Avantax Insurance Services

Annapolis, MD
05/2016 → Present

Heimlantz Professional Corporation

Annapolis, MD
10/2019 → 09/2025

Avantax Advisory Services

Annapolis, MD
10/2019 → 09/2025

Avantax Investment Services, Inc.

Annapolis, MD
09/2025 → Present

Cetera Wealth Services, Llc

Lexington Park, MD
09/2025 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2019-10-25 → 2025-09-05

Avantax Advisory Services

Lexington Park, MD

Annapolis, MD
2004-03-11 → 2019-10-25

1St Global Advisors Inc

Annapolis, MD

Other Businesses

1) HEIMLANTZ FINANCIAL ADVISORS, LLC (FORMALLY ASSET RESOURCE MANAGEMENT, LLC) POSITION: Financial advisor NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2002 ADDRESS: Annapolis MD , United States DESCRIPTION: not-for-profit community service organization for the prevention of child abuse 2) HEIMLANTZ CPA'S AND ADVISORS POSITION: CPA/PFS NATURE: BUSINESS AND TAX SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 8 START DATE: 05/17/2016 ADDRESS: 180 Admiral Cochrane, Ste 520, Annapolis MD 21401, United States DESCRIPTION: Same as HeimLantz Business and Tax Services 3) ANNE A RUNDEL COUNTY PENSION TRUSTEE BOARD POSITION: Board member NATURE: Pension board INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 DESCRIPTION: Oversight of county pension 4) ANNAPOLIS POLICE & FINE RETIREMENT COMMISSION POSITION: null NATURE: null INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2007 Address: DESCRIPTION: Board member

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-03-09
S63	Uniform Securities Agent State Law Examination	2002-05-28

S66 Uniform Combined State Law Examination

2004-03-09
S63 Uniform Securities Agent State Law Examination

2002-05-28

Designations

Other Names

Mary Kathleen Kleeberg
Mary Kathleen Lucke
Kathie Sulick

View on SEC IAPD