Sean Michael Dowling

Employer firm

The Dowling Group Wealth Management CRD 155624

$179M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  The Dowling Group
  Stamford, CT

Previous Registrations

• 2011-01-04 → 2018-12-31
  The Dowling Group Wealth Management
  Riverside, CT
• 2010-01-06 → 2011-01-24
  The Dowling Group, Financial Counsellors
  Stamford, CT

Other Businesses

SEAN M. DOWLING HAS BEEN LICENSED AS AN INDEPENDENT INSURANCE AGENT IN NEW YORK STATE SINCE JANUARY 26, 2011. MR. DOWLING, WHO HAS BEEN LICENSED AS AN INSURANCE PRODUCER IN CONNECTICUT SINCE DECEMBER 2010, HAS ALSO FORMED DOWLING FINANCIAL GROUP, LLC ("DFG"), A CONNECTICUT LIMITED LIABILITY COMPANY FORMED IN 2013, WHICH IS A LICENSED INSURANCE AGENCY IN CONNECTICUT. MR. DOWLING IS THE SOLE MEMBER OF DFG. THESE ACTIVITIES ARE NOT INVESTMENT-RELATED. THE INSURANCE ACTIVITIES OF MR. DOWLING AND DFG INVOLVE A VERY SMALL PART OF MR. DOWLING'S WORK HOURS - APPROXIMATELY 2 HOURS PER MONTH. THE INSURANCE BUSINESSES ARE LOCATED AT 1171 E. PUTNAM AVENUE, #1B, GREENWICH, CONNECTICUT. SEAN M. DOWLING IS ALSO A REAL ESTATE BROKER AND IS LICENSED AS A MORTGAGE BROKER. MR. DOWLING HAS BEEN LICENSED IN THESE AREAS SINCE JANUARY 25, 2007 AND DECEMBER 9, 2011, RESPECTIVELY. HE PERFORMS THE REAL ESTATE SERVICES FROM HIS OFFICE AT 1171 E. PUTNAM AVENUE, GREENWICH, CONNECTICUT. HE PERFORMS THESE SERVICES APPROXIMATELY TWO HOURS PER MONTH. THESE ACTIVITIES ARE NOT INVESTMENT-RELATED. MR. DOWLING RECENTLY FORMED DOWLING HOUSE I, LLC WITH A PARTNER. MR. DOWLING AND HIS PARTNER ARE THE ONLY MEMBERS OF THE COMPANY. THE COMPANY WAS FORMED TO HOLD REAL ESTATE THAT ALL OF MR. DOWLING'S BUSINESSES USE AS OFFICES. MR. DOWLING EXPECTS TO SPEND NO MORE THAN 4 HOURS PER MONTH MANAGING THE COMPANY. THE COMPANY IS LOCATED AT 1171 E. PUTNAM AVENUE, #1B,GREENWICH, CONNECTICUT. IN JANUARY OF 2017 MR. DOWLING PURCHASED DOWLING TAX GROUP, LLC, A TAX PREPARATION AND CONSULTANCY FIRM FORMALLY KNOWN AS JOSEPH M. DOWLING, CPA, FROM HIS FATHER, JOSEPH M. DOWLING. MR. DOWLING SPENDS APPROXIMATELY 40 HOURS PER MONTH ON THIS BUSINESS.

Designations

• Certified Financial Planner