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243 Us-1, Scarborough, ME 04074 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-09 |
| TX | RA | APPROVED_RES | 2020-12-18 |
| ME | RA | APPROVED | 2019-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blue Point Financial | Scarborough | ME | 10/2009 | 01/2018 |
| Equity Services, Inc | Montpelier | VT | 01/2010 | 06/2019 |
| National Life Group | Montpelier | VT | 10/2009 | 06/2019 |
| Triad Advisors | Norcross | GA | 06/2019 | 08/2024 |
| Blue Point Financial, Inc. | Scarborough | ME | 01/2018 | Present |
| Osaic Wealth, Inc. | Scarborough | ME | 08/2024 | Present |
1)Blue Point Financial,Inc;investment related;243 US Route One,Scarborough,ME 04074;investment advisory,financial planning;advisor,chief compliance officer;6/2019;80 hrs/month;5 hrs during trading;advise clients on investments/financial plans 2)Fixed insurance/annuities-multiple carriers;investment related;243 US Route One,Scarsborough,ME 04074;financial & insurance planning & advisory;agent;10/1/2009;20 hrs/month;1 hr during trading;provide array of insurance products to fill needs:life,ltc,disability,annuities,etc
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-13 |
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