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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-27
CA RA APPROVED 2011-04-12
  • TX RA
    APPROVED
    Since 2024-03-27
  • CA RA
    APPROVED
    Since 2011-04-12

Branch Locations

2150 River Plaza Dr Ste 290, Sacramento, CA 95833-4132 • United States

Sacramento, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sacramento CA 03/2011 03/2020
Ameriprise Financial Services, Llc Sacramento CA 03/2020 Present
Previous Registrations
  • 2010-09-19 → 2011-03-24
    Waddell & Reed
    Sacramento, CA
Other Businesses

Real Estate Ownership; Single Family; 101 Gordon Place, , Jackson, CA, 95642; Not Investment-Related; 12/01/2021.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-18
  • S66 Uniform Combined State Law Examination
    2010-09-18
Designations
Other Names
  • Norielle Gottschalk

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sacramento, CA

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