Todd Sherman Gautreaux

Employer firm

Harger And Company, Inc. CRD 10385

$137M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 05/2020
  Cetera Investment Services Llc
  St.CLoud, MN
• 06/2015 → 05/2020
  Cetera Investment Advisers Llc
  Alexandira, LA
• 06/2015 → 08/2020
  Red River Bank
  Alexandira, LA
• 05/2020 → 07/2020
  Lpl Financial Llc
  Alexandria, LA
• 08/2020 → Present
  Harger And Company, Inc.
  Baton Rouge, LA

Previous Registrations

• 2020-05-13 → 2020-08-27
  Lpl Financial Llc
  Alexandria, LA
  Slidell, LA
  Baton Rouge, LA
  Alexandria, LA
  Covington, LA
  Lake Charles, LA
• 2015-06-01 → 2020-05-13
  Cetera Investment Advisers Llc
  Alexandria, LA
• 2015-01-28 → 2015-06-05
  Capital One Advisors, Llc
  Seattle, WA
• 2012-02-07 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
  New Orleans, LA

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-02-06
• S63 Uniform Securities Agent State Law Examination
  2007-05-21