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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-05-09
  • KS RA
    APPROVED
    Since 2022-05-09

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Overland Park, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Overland Park KS 04/2012 02/2017
Bukaty Companies Overland Park KS 03/2012 10/2018
Bukaty Companies Finl Svcs Overland Park KS 10/2012 10/2018
Resources Investment Advisors Inc Overland Park KS 04/2013 10/2018
Triad Advisors, Inc. Norcross GA 02/2017 10/2018
Intellicents Investment Solutions, Inc Leawood KS 11/2018 05/2020
Mutual Securities, Inc. Camarillo CA 11/2018 05/2020
The Prudential Insurance Company Of America Overland Park KS 08/2020 04/2022
Prudential Investment Management Services Llc Overland Park KS 08/2020 04/2022
Unemployed Overland Park KS 05/2020 08/2020
Gwfs Equities, Inc. Dallas TX 04/2022 Present
  • 04/2012 → 02/2017
    Lpl Financial Llc
    Overland Park, KS
  • 03/2012 → 10/2018
    Bukaty Companies
    Overland Park, KS
  • 10/2012 → 10/2018
    Bukaty Companies Finl Svcs
    Overland Park, KS
  • 04/2013 → 10/2018
    Resources Investment Advisors Inc
    Overland Park, KS
  • 02/2017 → 10/2018
    Triad Advisors, Inc.
    Norcross, GA
  • 11/2018 → 05/2020
    Leawood, KS
  • 11/2018 → 05/2020
    Mutual Securities, Inc.
    Camarillo, CA
  • 08/2020 → 04/2022
    The Prudential Insurance Company Of America
    Overland Park, KS
  • 08/2020 → 04/2022
    Prudential Investment Management Services Llc
    Overland Park, KS
  • 05/2020 → 08/2020
    Unemployed
    Overland Park, KS
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-21
S63 Uniform Securities Agent State Law Examination 2011-06-08
  • S65 Uniform Investment Adviser Law Examination
    2014-10-21
  • S63 Uniform Securities Agent State Law Examination
    2011-06-08
Other Names
  • Kara M Walters

View on SEC IAPD

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