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Robert Bradley Swan

Swan Global Investments, LLC

Durango, CO

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Current Employers
Swan Global Investments, Llc

1099 Main Ave Suite 206, Durango, CO 81301 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
  • CO RA
    APPROVED
    Since 2025-01-01

Branch Locations

1099 Main Ave Suite 206, Durango, CO 81301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Object Publishing Software, Inc. Seattle WA 02/1999 Present
  • 02/1999 → Present
    Object Publishing Software, Inc.
    Seattle, WA
Other Businesses

I AM CURRENTLY INVOLVED AS A DIRECTOR OF OPERATIONS AND PART OWNER OF OBJECT PUBLISHING SOFTWARE, INC. IN SEATTLE, WASHINGTON. OUR PRIMARY BUSINESS IS IN PROVIDING PRINT PUBLISHING AUTOMATION SERVICES TO BUSINESSES AND INDIVIDUALS. I HAVE BEEN INVOLVED WITH THIS COMPANY FOR OVER 10 YEARS AND WILL CONTINUE MY INVOLVEMENT AT APPROXIMATELY 10 HOURS PER WEEK UNTIL SUCH TIME THAT WE SELL THE COMPANY OR CLOSE THE DOORS AND GO OUT OF BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-22
  • S65 Uniform Investment Adviser Law Examination
    2009-12-22
Other Names
  • Robert Swan

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