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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-04-22
  • IL RA
    APPROVED
    Since 2020-04-22

Branch Locations

3870 S 108Th St, Greenfield, WI 53228 • United States

Roscoe, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Rockford IL 09/2009 06/2018
Transamerica Financial Advisors, Inc Rockford IL 01/2012 06/2018
Blackhawk Technical College Janesville WI 11/2013 12/2018
Clearstep Financial Greenfield WI 04/2020 Present
Harbour Investments, Inc Madison WI 04/2020 Present
Kohl'S Machesney Park IL 11/2018 01/2019
Prairie Hill School District #133 South Beloit IL 01/2019 Present
Rockton School District #140 Rockton IL 01/2019 Present
South Beloit School District #320 South Beloit IL 01/2019 Present
  • 09/2009 → 06/2018
    Wfg
    Rockford, IL
  • 01/2012 → 06/2018
    Transamerica Financial Advisors, Inc
    Rockford, IL
  • 11/2013 → 12/2018
    Blackhawk Technical College
    Janesville, WI
  • 04/2020 → Present
    Clearstep Financial
    Greenfield, WI
  • 04/2020 → Present
    Madison, WI
  • 11/2018 → 01/2019
    Kohl'S
    Machesney Park, IL
  • 01/2019 → Present
    Prairie Hill School District #133
    South Beloit, IL
  • 01/2019 → Present
    Rockton School District #140
    Rockton, IL
  • 01/2019 → Present
    South Beloit School District #320
    South Beloit, IL
Previous Registrations
Other Businesses

1)Clearstep Financial - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Hononegah and other local school districts | 1040 E Union Street, Rockton, IL 61072 | Teacher | Description: Substitute teach as assigned | Beginning | 8 hours per month, 8 hours during trading hours | Paid position | Not investment related 4)Bravenly Global | 7488 Stacy Court, Roscoe, IL 61073 | Partner | Description: Promote wellness concepts and supplements | Beginning 10/2024 | 20 hours per month, 0 hours during trading hours | Paid position | Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-05
S63 Uniform Securities Agent State Law Examination 2010-04-24
  • S65 Uniform Investment Adviser Law Examination
    2012-01-05
  • S63 Uniform Securities Agent State Law Examination
    2010-04-24

View on SEC IAPD

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