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Luz Angela Botero Lopez

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-09-05
TX RA APPROVED 2023-09-05
  • GA RA
    APPROVED
    Since 2023-09-05
  • TX RA
    APPROVED
    Since 2023-09-05

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 02/2018 08/2019
Stern Law Firm Atlanta GA 09/2017 02/2018
Avt Inc Atlanta GA 04/2014 09/2017
E*Trade Securities Llc Alpharetta GA 08/2019 11/2019
E*Trade Securities Llc Alpharetta GA 11/2019 11/2021
E*Trade Capital Management Llc Alpharetta GA 09/2021 11/2021
E*Trade Securities Llc Alpharetta GA 11/2021 Present
E*Trade Capital Management Llc Alpharetta GA 11/2021 Present
Morgan Stanley Alpharetta GA 03/2023 Present
Morgan Stanley Alpharetta GA 09/2023 Present
Morgan Stanley Alpharetta GA 09/2023 Present
  • 02/2018 → 08/2019
    E*Trade Securities Llc
    Alpharetta, GA
  • 09/2017 → 02/2018
    Stern Law Firm
    Atlanta, GA
  • 04/2014 → 09/2017
    Avt Inc
    Atlanta, GA
  • 08/2019 → 11/2019
    E*Trade Securities Llc
    Alpharetta, GA
  • 11/2019 → 11/2021
    E*Trade Securities Llc
    Alpharetta, GA
  • 09/2021 → 11/2021
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 11/2021 → Present
    E*Trade Securities Llc
    Alpharetta, GA
  • 11/2021 → Present
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 03/2023 → Present
    Alpharetta, GA
  • 09/2023 → Present
    Alpharetta, GA
  • 09/2023 → Present
    Alpharetta, GA
Previous Registrations
  • 2021-11-09 → 2023-09-05
    Harrisdirect Llc
    Alpharetta, GA
    Arlington, VA
    Alpharetta, GA
Other Businesses

1. Name of business: Safiro Mall 2. Investment-related: No, it is not investment realted 3. Address of the other business: 973 Lanier Spring Dr, Buford, GA 30518 4. Nature of business: E-Commerce 5. Position: Owner 6. Business starting date: 04/20/2016 7. The approximate number of hours/month you devote to the business: 6 hours/month 8. The number of hours you devote to the other business during securities trading hours: 0 9. Duties: Listing and shipping *651155- Luz Angela Botero - Rental Property; Investment related: Yes; Buford, Georgia; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2025; During business hours: 0; After business hours: 1; I am the owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-08
S63 Uniform Securities Agent State Law Examination 2019-03-25
  • S66 Uniform Combined State Law Examination
    2021-11-08
  • S63 Uniform Securities Agent State Law Examination
    2019-03-25
Other Names
  • Luz Botero
  • Angela Botero
  • Luz Angela Botero-Lopez

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