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Current Employers
Allen Capital Group, Llc

3540 Prairieview Street Suite 200, Grand Island, NE 68803 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-12
NE RA APPROVED 2018-01-11
  • TX RA
    APPROVED_RES
    Since 2018-01-12
  • NE RA
    APPROVED
    Since 2018-01-11

Branch Locations

10050 Regency Cir. Suite 500, Omaha, NE 68154 • United States

3540 Prairieview Street Suite 200, Grand Island, NE 68803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Montage Securities, Llc Leawood KS 10/2012 01/2018
Mariner Wealth Advisors, Llc Omaha NE 07/2012 01/2018
Allen Capital Group Grand Island NE 01/2018 Present
  • 10/2012 → 01/2018
    Montage Securities, Llc
    Leawood, KS
  • 07/2012 → 01/2018
    Mariner Wealth Advisors, Llc
    Omaha, NE
  • 01/2018 → Present
    Allen Capital Group
    Grand Island, NE
Previous Registrations
  • 2010-03-26 → 2018-01-11
    Mariner Wealth Advisors
    Overland Park, KS
  • 2017-10-27 → 2018-01-11
    Omaha, NE
  • 2015-09-01 → 2015-12-23
    Mariner Institutional Consulting, Llc
    Omaha, NE
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-01-08
S65 Uniform Investment Adviser Law Examination 2009-12-02
  • S63 Uniform Securities Agent State Law Examination
    2010-01-08
  • S65 Uniform Investment Adviser Law Examination
    2009-12-02

View on SEC IAPD

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