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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APP_PEND_IARCE | 2026-01-01 |
| WI | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Navy Federal Brokerage Services, Llc | Fulton | MD | 01/2016 | 04/2019 |
| Navy Federal Financial Group, Llc | Fulton | MD | 01/2016 | 04/2019 |
| Navy Federal Brokerage Services, Llc | Fulton | MD | 01/2017 | 04/2019 |
| Axa Advisors, Llc | New York | NY | 04/2019 | 01/2020 |
| Cuna Brokerage Services, Inc | Waverly | IA | 01/2020 | Present |
| Cuna Mutual Group | Waverly | IA | 01/2020 | Present |
| Lpl Financial Llc | Baltimore | MD | 05/2022 | Present |
1)05/18/2022 - Securityplus Investment & Retirement Services-Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2)05/18/2022 - No Business Name -Investment Related - Columbus, GA 31906-2135 - Real Estate Rental - owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-06 |
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