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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-07-09 |
Branch Locations
25 Braintree Hill Office Park Ofc 8, Braintree, MA 02184 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Co | Horsham | PA | 11/2015 | 01/2018 |
| Hornor Townsend & Kent Inc | Horsham | PA | 11/2015 | 01/2018 |
| Securian Financial Services Inc | St Paul | MN | 01/2018 | 08/2022 |
| Minnesota Life Insurance Co | St Paul | MN | 01/2018 | 08/2022 |
| Securian Advisors Of New England | Mansfield | MA | 01/2018 | 08/2022 |
| Sagepoint Financial | Braintree | MA | 08/2022 | 09/2023 |
| Osaic Wealth, Inc. | Braintree | MA | 09/2023 | 07/2024 |
| Lpl Financial Llc | Braintree | MA | 07/2024 | Present |
1. 06/21/2024- James Ross- Non-Variable Insurance- MA 02184- Inv Rel- 5 hrs per mnth- 5 hrs during trading- Start Date 08/01/2021 2. 06/21/2024- Real Estate Rental- Charleston, S.C.- Inv Rel-1 hr per mnth- Start Date 08/18/2016 3. 06/21/2024- lmperia Wealth Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-21 |
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