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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-30 |
| GA | RA | APPROVED | 2016-10-14 |
Branch Locations
1960 Sattelite Boulevard Suite 3500, Duluth, GA 30097 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmfs Advisors, Llc | Overland Park | KS | 06/2015 | 11/2016 |
| Financial Engines Advisors L.L.C. | Buford | GA | 11/2016 | Present |
1) AIMR Analytics, Inc. dba AdvisorCheck; INVESTMENT RELATED: No; ADDRESS: 333 Sylvan Avenue, Suite 201, Englewood Cliffs, NJ 07632; NATURE: AdvisorCheck.com is an independent data and analytics company; POSITION: Advisory Board Member; START DATE: 02/01/2024; NUMBER OF HOURS/MONTH: 01 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: AdvisorCheck is creating a council of 10-12 advisors who will discuss and provide feedback on various aspects, including current and future products and services, website design, user experience, marketing and communication strategies, and more. The meetings will be conducted monthly for an hour on Zoom or Teams. In addition, if needed, quick feedback may be sought through emails during off weeks. 2) Our Legacy Foundation; INVESTMENT RELATED: No; ADDRESS: 1 Oulamy Building, Dakar, Senegal, 30024; NATURE: Nonprofit organization focus on helping women in Senegal and neighboring countries find funding for their agricultural businesses; POSITION: Advisory Board Member; START DATE: 03/08/2024; NUMBER OF HOURS/MONTH: 02 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Nonprofit organization focus on helping women in Senegal and neighboring countries find funding for their agricultural businesses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-16 |
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