Joshua Michael Rivlin

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 11/2016
  Rivlin, Lichter, & Feldman P.C..
  Owings Mills, MD
• 11/2010 → 12/2016
  Lpl Financial Llc
  Pikesville, MD
• 12/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2016 → Present
  The Rivlin Group Pc
  Owings Mills, MD

Previous Registrations

• 2010-12-15 → 2017-01-20
  Lpl Financial Llc
  Baltimore, MD
• 2010-08-23 → 2010-12-21
  1St Global Advisors Inc
  Owings Mills, MD

Other Businesses

1.THE RIVLIN GROUP PC, 300 REDLAND CT, STE 212, OWINGS MILLS, MD, TAX PREPARATION/ACCOUNTING, PRESIDENT. INV REL - 199/MO -87/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 35/WK - 35/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.INDEPENDENT INSURANCE AGENT, 300 REDLAND CT, STE 212, OWINGS MILLS, MD, 12/2016 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/MO - 5/TRADING. 4.XERO, 7100 E BELLEVIEW AVE STE 204, DENVER, CO, 7/2018 SPEAKING/PROMOTING THE XERO BRAND TO OTHER ACCOUNTANTS AND BOOKKEEPERS. NIR - 4/MO - 4/TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2010-08-20

Other Names

• Joshua Michael Rivlin