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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-12-05
  • MD RA
    APPROVED
    Since 2016-12-05

Branch Locations

300 Redland Court Ste 212, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rivlin, Lichter, & Feldman P.C.. Owings Mills MD 11/2009 11/2016
Lpl Financial Llc Pikesville MD 11/2010 12/2016
Cambridge Investment Research, Inc. Fairfield IA 12/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2016 Present
The Rivlin Group Pc Owings Mills MD 12/2016 Present
  • 11/2009 → 11/2016
    Rivlin, Lichter, & Feldman P.C..
    Owings Mills, MD
  • 11/2010 → 12/2016
    Pikesville, MD
  • 12/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2016 → Present
    Fairfield, IA
  • 12/2016 → Present
    The Rivlin Group Pc
    Owings Mills, MD
Previous Registrations
  • 2010-12-15 → 2017-01-20
    Baltimore, MD
  • 2010-08-23 → 2010-12-21
    1St Global Advisors Inc
    Owings Mills, MD
Other Businesses

1.THE RIVLIN GROUP PC, 300 REDLAND CT, STE 212, OWINGS MILLS, MD, TAX PREPARATION/ACCOUNTING, PRESIDENT. INV REL - 199/MO -87/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 35/WK - 35/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.INDEPENDENT INSURANCE AGENT, 300 REDLAND CT, STE 212, OWINGS MILLS, MD, 12/2016 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/MO - 5/TRADING. 4.XERO, 7100 E BELLEVIEW AVE STE 204, DENVER, CO, 7/2018 SPEAKING/PROMOTING THE XERO BRAND TO OTHER ACCOUNTANTS AND BOOKKEEPERS. NIR - 4/MO - 4/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-20
  • S66 Uniform Combined State Law Examination
    2010-08-20
Other Names
  • Joshua Michael Rivlin

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