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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-22 |
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
3350 E. Birch Street Suite 208-A, Brea, CA 92821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Brea | CA | 11/2009 | Present |
| Transamerica Financial Advisors, Inc | Brea | CA | 01/2012 | Present |
| Firstservice Residential | Alio Viejo | CA | 05/2014 | 10/2016 |
| Firstservice Residential | Irvine | CA | 07/2019 | Present |
| Tkym, Inc | Fountain Valley | CA | 11/2020 | 05/2023 |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc FIRSTSERVICE RESIDENTIAL / emp dates: 0719 TO PRESENT/ INVESTMENT RELATED: YES /address: 15241 LAGUNA CANYON ROAD IRVINE, CA 92618/ position: INTERNAL AUDIT / nature of business: PROPERTY MANAGEMENT / hrs work monthly: 128 /Sec trading hrs: 8 / duties: PERFORM VARIOUS AUDITS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-11 |
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