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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-14
OH RA APPROVED 2021-02-12
TX RA APPROVED 2021-02-12
  • FL RA
    APPROVED
    Since 2023-07-14
  • OH RA
    APPROVED
    Since 2021-02-12
  • TX RA
    APPROVED
    Since 2021-02-12

Branch Locations

4538 Mahoning Avenue, N.W., Warren, OH 44483 • United States

5555 Youngstown Warren Rd, Niles, OH 44446 • United States

204 Niles-Cortland Road Ne, Warren, OH 44484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Warren OH 12/2009 10/2022
J.P. Morgan Securities Llc Warren OH 10/2022 Present
Jp Morgan Chase Bank Na Warren OH 10/2022 Present
  • 12/2009 → 10/2022
    Jpmorgan Chase Bank Na
    Warren, OH
  • 10/2022 → Present
    Warren, OH
  • 10/2022 → Present
    Jp Morgan Chase Bank Na
    Warren, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-02
  • S66 Uniform Combined State Law Examination
    2021-02-02
Other Names
  • Randall T Pompeo
  • Randy Pompeo
  • Randy Pompeo

View on SEC IAPD

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