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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| IL | RA | APPROVED | 2013-06-07 |
Branch Locations
2211 York Road Suite 100, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney Llc | Oak Brook | IL | 12/2015 | Present |
*395043 - Whalen South Float Dock LLC; Investment related No; Green Castle, Indiana; Recreation; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2020; During business hours: 0; After business hours: 2; Check Signing/Funds Disbursements, Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-03 |
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