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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-01-20 |
Branch Locations
1475 E Woodfield Rd Ste 900, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Downers Grove | IL | 01/2013 | 09/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2013 | 09/2022 |
| Vincent Spinosa | Schaumburg | IL | 08/2015 | 09/2022 |
| Michael A Lankford | Downers Grove | IL | 11/2015 | 09/2022 |
| Doug Cokinis | Downers Grove | IL | 12/2016 | 09/2022 |
| Robert Marin | Downers Grove | IL | 05/2017 | 09/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2022 | Present |
| Northwestern Mutual Investment Services Llc | Schaumburg | IL | 09/2022 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2022 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2022 | Present |
1. 14.2% OWNER, HOFFMAN STREET LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 4/8/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-26 |
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