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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2016-06-13
  • IA RA
    APPROVED
    Since 2016-06-13

Branch Locations

1776 Pleasant Plain Rd., Fairfield, IA 52556 • United States

Waverly, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 06/2016 Present
Cambridge Investment Research, Inc. Fairfield IA 06/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2016 Present
  • 06/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2016 → Present
    Fairfield, IA
Previous Registrations
  • 2014-10-03 → 2016-06-10
    Cuna Brokerage Services, Inc.
    Waverly, IA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-03
  • S66 Uniform Combined State Law Examination
    2014-10-03

View on SEC IAPD

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