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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-02 |
| AR | RA | APPROVED | 2020-05-18 |
Branch Locations
1700 E Highland Dr 3Rd Floor- Suite A, Jonesboro, AR 72401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Jonesboro | AR | 12/2009 | 12/2019 |
| Mass Mutual Life Insurance Company | Jonesboro | AR | 11/2019 | Present |
| Mml Investors Services, Llc | Jonesboro | AR | 01/2020 | Present |
| Northwestern Mutual Investment Services, Llc | Jonesboro | AR | 12/2009 | 11/2019 |
Name: Ridge Advisors Inv rel: Y Add: 1700 E Highland Dr 3rd Floor Suite A Jonesboro AR 72401 Nature: Life, health and LTD insurance sales Position: Sales Start date: 1/02/2020 No. HR/MO: 0 No. HR/MO during sec trading: 0 Name: Johnson Brothers Planning Co LLC Inv Rel: Y add: 1700 E Highland Dr 3rd Floor Suite A Jonesboro AR 72401 Nature: LLC to capture income and pay DBA expenses Position: Owner Start Date: 4/27/2021 No Hrs/Mo: 1 No Hrs/Mo Dur Trading: 0 Duties: Managing the checking account, pay office expenses and other accounting services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-12 |
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