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Joseph George Reagor

Roth Capital Partners, LLC

Newport Beach, CA

North Las Vegas, NV

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Current Employers
Roth Capital Partners, Llc

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-09-19
  • CA RA
    APPROVED
    Since 2013-09-19

Branch Locations

888 San Clemente Suite 400, Newport Beach, CA 92660 • UNITED STATES

North Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roth Capital Partners, Llc Newport Beach CA 09/2013 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-05-08
S65 Uniform Investment Adviser Law Examination 2010-04-21
  • S63 Uniform Securities Agent State Law Examination
    2012-05-08
  • S65 Uniform Investment Adviser Law Examination
    2010-04-21

View on SEC IAPD

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