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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-27 |
| WA | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Seattle | WA | 10/2012 | 04/2023 |
| Jpmorgan Chase Bank, Na | Seattle | WA | 05/2011 | 04/2023 |
| Prologix Staffing Inc. | Renton | WA | 12/2017 | 07/2021 |
| Jp Morgan Chase Bank, N.A. | Seattle | WA | 04/2023 | 05/2024 |
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 05/2024 | Present |
| J.P. Morgan Securities Llc | Seattle | WA | 05/2024 | Present |
Entity Name: Wildwater River Guides Investment related: No "Address: 5706 US-97 Peshastin, WA 98847" Nature of the other business: Guided River Trips Position/Title/Relationship: Employee/Contractor Start Date: 06/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Wildwater has been offering professionally guided river trips on the most thrilling and scenic rivers in Washington State. It is not similar to JPM Chase and I am not aware of any connection to JPM Chase. My intention is to provide guiding services on behalf of Wildwater for their clients a few times a year at most. Entity Name: PACIFIC FISHERMAN SHIPYARD Investment related: N "Address: Pacific Fishermen Shipyard 5351 24th Ave NW Seattle, WA 98107 https://www.pacificfishermen.com/" Nature of the other business: Shipyard Position/Title/Relationship: Owner/Partner Start Date: 06/14/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: NO RESPONSIBILITIES OF ANY KIND. JUST A SHAREHOLDER FROM INHERITANCE. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: ELECTUS GLOBAL EDUCATION CO POSITION: ADVISORY BOARD MEMBER START DATE: 9/25/2020 ADDRESS: 2601 East 7th Avenue, Tampa, FL 33605 DETAILS: INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): COUPLE HOURS PER MONTH HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: VOLUNTEER / PERSONAL FINANCE INSTRUCTOR START DATE: 9/1/2012 ADDRESS: various schools DETAILS: HELPING HIGH SCHOOL STUDENTS THROUGH DECA MOCK SCENARIOS AND REALITY FAIRS DISCUSSING CAREERS AND SPENDING AND BUDGETING AND FINANCES. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 3 HOURS DURING TRADING: 3 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: VIKING ROBOTICS 2928 POSITION: OFFICER / TREASURER START DATE: 12/1/2019 ADDRESS: 1418 Seattle, WA DETAILS: YOUTH BASED STEM/ROBOTICS - EDUCATION. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 8 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-31 |
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