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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-02
MI RA APPROVED 2015-06-10
  • TX RA
    APPROVED
    Since 2017-05-02
  • MI RA
    APPROVED
    Since 2015-06-10

Branch Locations

4039 Legacy Parkway Suite A & B, Lansing, MI 48911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Lansing MI 07/2013 Present
Mml Investors Services, Llc Lansing MI 09/2013 Present
Other Businesses

NAME: Matthew D. Addy INV REL: Y ADDR: 6033 Nichols Rd Mason, MI 48854 NATURE: Life and health insurance sales POSITION: Agent START: 6/1/2011 NO HR/MO: 5 NO HR/MO DUR TRADING: 3 (2)Name: R & A Management LLC Inv rel: N Add: 4039 Legacy Parkway Ste B Lansing, MI. 48911 Nature: LLC to manage office and employees Position: Ownership, partner Start date: 5/03/2018 No. HR/MO: 5 No. HR/MO during sec trading: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-20
S63 Uniform Securities Agent State Law Examination 2010-03-12
  • S66 Uniform Combined State Law Examination
    2015-05-20
  • S63 Uniform Securities Agent State Law Examination
    2010-03-12

View on SEC IAPD

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