Nicholas Frank Nauta

Employer firm

Shotwell Rutter Baer Inc CRD 122789

$184M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2015 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-11-10 → 2019-02-13
  Cambridge Investment Research Advisors, Inc.
  Lansing, MI
• 2011-10-11 → 2015-11-06
  Cuso Financial Services, L.P.
  Okemos, MI
  San Diego, CA
  Lansing, MI
  Lansing, MI
• 2008-12-12 → 2011-09-16
  Cuna Brokerage Services, Inc.
  Lansing, MI
  Lansing, MI
  Okemos, MI
• 2006-10-03 → 2008-12-05
  Fifth Third Securities, Inc.
  East Lansing, MI
  Lansing, MI
  Okemos, MI
  Lansing, MI
  Mason, MI

Other Businesses

1)KIWANIS CLUB OF DELTA TOWNSHIP, 5130 DAVENPORT DR, LANSING MI, 11/2015 AS SECRETARY. NIR - NPO - 1 HR/WK - 1/TRADING. 2-CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 25/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3-LOAVES & FISHES MINISTRIES, 831 SYCAMORE ST, LANSING, MI, 2/2016 AS CORE COMMUNITY BOARD MEMBER. NIR - 4 HR/MO - 0/TRADING. 4-THE DAVIES PROJECT, 528 N MLK JR. BLVD, LANSING, MI, 3/2016 AS PRESIDENT. NIR - 4 HR/MO - 0/TRADING. 5.MID MICHIGAN MENS SOCCER LEAGUE 30+ LEAGUE, LANSING, MI, 4/2017 AS MANAGER/COACH. NIR - 2/WK - 0/TRADING. 6.INDEPENDENT INSURANCE AGENT, 3721 W MICHIGAN AVE, STE 100, LANSING, MI, 11/2015 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1 HR/WK - 1/TRADING. 7.GREATER LANSING AREA SOCCER REFEREE ASSOC, LANSING, MI, 9/2016 AS REFEREE. NIR - 3 HR/WK - 0/TRADING. 8.DELTASIDE BUSINESS ASSOCIATION, LANSING, MI, 1/2019 AS DIRECTOR OF COMMUNITY ORGANIZATION OF BUSINESSES FOR NETWORKING AND FUNDRAISING. NIR - 2/MO - 1/TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-11

Designations

• Certified Financial Planner