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Nicholas Frank Nauta

Shotwell Rutter Baer Inc

Lansing, MI

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Current Employers
Shotwell Rutter Baer Inc

6350 West Michigan Avenue Suite 200, Lansing, MI 48917 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-03-19
CA RA APPROVED 2019-02-07
HI RA APPROVED 2019-02-07
IN RA APPROVED 2019-02-07
MI RA APPROVED 2019-02-07
TX RA APPROVED 2019-02-07
  • FL RA
    APPROVED
    Since 2019-03-19
  • CA RA
    APPROVED
    Since 2019-02-07
  • HI RA
    APPROVED
    Since 2019-02-07
  • IN RA
    APPROVED
    Since 2019-02-07
  • MI RA
    APPROVED
    Since 2019-02-07
  • TX RA
    APPROVED
    Since 2019-02-07

Branch Locations

6350 West Michigan Avenue Suite 200, Lansing, MI 48917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 11/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2015 Present
Previous Registrations
  • 2015-11-10 → 2019-02-13
    Lansing, MI
  • 2011-10-11 → 2015-11-06
    Cuso Financial Services, L.P.
    Okemos, MI
    San Diego, CA
    Lansing, MI
    Lansing, MI
  • 2008-12-12 → 2011-09-16
    Cuna Brokerage Services, Inc.
    Lansing, MI
    Lansing, MI
    Okemos, MI
  • 2006-10-03 → 2008-12-05
    East Lansing, MI
    Lansing, MI
    Okemos, MI
    Lansing, MI
    Mason, MI
Other Businesses

1)KIWANIS CLUB OF DELTA TOWNSHIP, 5130 DAVENPORT DR, LANSING MI, 11/2015 AS SECRETARY. NIR - NPO - 1 HR/WK - 1/TRADING. 2-CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 25/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3-LOAVES & FISHES MINISTRIES, 831 SYCAMORE ST, LANSING, MI, 2/2016 AS CORE COMMUNITY BOARD MEMBER. NIR - 4 HR/MO - 0/TRADING. 4-THE DAVIES PROJECT, 528 N MLK JR. BLVD, LANSING, MI, 3/2016 AS PRESIDENT. NIR - 4 HR/MO - 0/TRADING. 5.MID MICHIGAN MENS SOCCER LEAGUE 30+ LEAGUE, LANSING, MI, 4/2017 AS MANAGER/COACH. NIR - 2/WK - 0/TRADING. 6.INDEPENDENT INSURANCE AGENT, 3721 W MICHIGAN AVE, STE 100, LANSING, MI, 11/2015 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1 HR/WK - 1/TRADING. 7.GREATER LANSING AREA SOCCER REFEREE ASSOC, LANSING, MI, 9/2016 AS REFEREE. NIR - 3 HR/WK - 0/TRADING. 8.DELTASIDE BUSINESS ASSOCIATION, LANSING, MI, 1/2019 AS DIRECTOR OF COMMUNITY ORGANIZATION OF BUSINESSES FOR NETWORKING AND FUNDRAISING. NIR - 2/MO - 1/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-11
  • S66 Uniform Combined State Law Examination
    2006-01-11
Designations

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