David James Williams

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 12/2022
  The O.N. Equity Sales Company
  Cincinnati, OH
• 05/2015 → 12/2022
  Ohio National Financial Services
  Cincinnati, OH
• 12/2022 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 12/2022 → Present
  J.W. Cole Advisors, Inc.
  Tampaq, FL

Previous Registrations

• 2015-05-19 → 2022-12-16
  On Investment Management Co
  Phoenix, AZ
• 2013-08-30 → 2015-04-24
  Usaa Financial Planning Services
  Phoenix, AZ

Other Businesses

(1) Freedom Point Financial Services, Inc.; DBA; Investment Related; 141 S. McCormick Street, Suite 206M, Prescott, AZ 86303; Securities, Advisory & Fixed Insurance; Vice President; Started 2/2015; 40 hr/wk, 15 hrs during trading. (2) Freedom Point Financial, LLC.; Investment Related; 141 S. McCormick St, Prescott, AZ 86303; DBA Advisory Services; Sole Proprietor; President; 4/2026; 160 hrs/ mo during trading hrs; Single member LLC, responsible for all day to day operations.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-08-12
• S63 Uniform Securities Agent State Law Examination
  2011-07-01

Designations

• Certified Financial Planner