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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-07-01 |
Branch Locations
302 Mountain View Drive Suite 201, Colchester, VT 05446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sentinel Financial Services Company | Montpelier | VT | 02/2011 | 10/2017 |
| Prudential Insurance Company Of America | Barre | VT | 01/2018 | 04/2022 |
| Prudential Investment Management Services Llc | Barre | VT | 01/2018 | 04/2022 |
| Empower Advisory Group, Llc | Barre | VT | 11/2023 | 06/2025 |
| Empower Financial Services, Inc. | Barre | VT | 04/2022 | 06/2025 |
| Massmutual Life Insurance Co | Colchester | VT | 06/2025 | Present |
| Mml Investors Services, Llc | Colchester | VT | 06/2025 | Present |
Name: Shaun Corbett Foundation Inv rel: Y Add: 648 VT-64, Williamstown VT 05679 Nature: Board Service Position: Treasurer Start date: 03/14/2024 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Help organize fundraisers (annual golf event) and help identify different organizations that support our mission.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-16 |
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