Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-11-07 |
Branch Locations
1800 Blankenship Rd Ste 125, West Linn, OR 97068-4195 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | West Linn | OR | 04/2015 | Present |
1. 04/29/2015: ASH BROKERAGE - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 04/28/2015 - 15 HR/MO ALL DURING SECS TRDG HRS - INS TYPES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES. 2. 7/24/2015: TYPE A FINANCIAL - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 3. 2/5/2016: Van Horn Corporation - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/10/2015 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-06 |
Reach out to this advisor