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Current Employers
Etesian Wealth Advisors, Inc.

1969 Willamette Falls Drive, #200, West Linn, OR 97068 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-10-29
TX RA APPROVED_RES 2024-10-23
WA RA APPROVED 2024-07-17
  • OR RA
    APPROVED
    Since 2024-10-29
  • TX RA
    APPROVED_RES
    Since 2024-10-23
  • WA RA
    APPROVED
    Since 2024-07-17

Branch Locations

1969 Willamette Falls Drive, #200, West Linn, OR 97068 • United States

Bothell, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 02/2008 06/2024
Cambridge Investment Research Advisors, Inc Fairfield IA 02/2008 06/2024
Etesian Wealth Advisors, Inc. West Linn OR 07/2024 Present
Previous Registrations
  • 2008-02-25 → 2024-06-27
    Bothell, WA
  • 2003-04-07 → 2008-02-27
    1717 Capital Management Company
    Snohomish, WA
    Bothell, WA
  • 2001-05-03 → 2003-03-26
    1717 Capital Management Company
    Snohomish, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-07
S63 Uniform Securities Agent State Law Examination 1994-05-13
  • S65 Uniform Investment Adviser Law Examination
    2001-03-07
  • S63 Uniform Securities Agent State Law Examination
    1994-05-13
Other Names
  • Mike Rue

View on SEC IAPD

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