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Scott Douglas Ewing

Cetera Investment Advisers LLC

Brentwood, TN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-08-26
TX RA APPROVED_RES 2022-08-26
  • TN RA
    APPROVED
    Since 2022-08-26
  • TX RA
    APPROVED_RES
    Since 2022-08-26

Branch Locations

329 Franklin Rd, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Brentwood TN 10/2005 07/2017
Fifth Third Securities Brentwood TN 01/2012 07/2017
Regions Bank Brentwood TN 07/2017 Present
Cetera Investment Advisers Llc Brentwood TN 07/2017 Present
Cetera Investment Servces Llc St. Cloud MN 07/2017 Present
  • 10/2005 → 07/2017
    Fifth Third Bank
    Brentwood, TN
  • 01/2012 → 07/2017
    Fifth Third Securities
    Brentwood, TN
  • 07/2017 → Present
    Regions Bank
    Brentwood, TN
  • 07/2017 → Present
    Cetera Investment Advisers Llc
    Brentwood, TN
  • 07/2017 → Present
    Cetera Investment Servces Llc
    St. Cloud, MN
Previous Registrations
  • 2017-07-31 → 2022-08-25
    Cetera Investment Advisers Llc
    Brentwood, TN
  • 2014-02-26 → 2017-08-01
    Fifth Third Securities, Inc.
    Brentwood, TN
    Nashville, TN
    Franklin, TN
    Spring Hill, TN
    Franklin, TN
    Brentwood, TN
    Brentwood, TN
    Brentwood, TN
    Murfreesboro, TN
    Antioch, TN
    Murfreesboro, TN
    Smyrna, TN
    Murfreesboro, TN
Other Businesses

1. MUSICIAN/OWNER OF BAND 2. OWNER/LANDLORD OF RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-25
S63 Uniform Securities Agent State Law Examination 2012-05-18
  • S66 Uniform Combined State Law Examination
    2014-02-25
  • S63 Uniform Securities Agent State Law Examination
    2012-05-18

View on SEC IAPD

Other Firms

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CALDWELL ADVISORS, LLC
TRANQUILITY PARTNERS, LLC
EDWARD JONES
SANCTUARY ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
GLOBAL HEALTH AND WELLNESS INVESTMENT NETWORK
RELEVANCE CAPITAL MANAGEMENT, LLC

Other Investors

BARRY KIRK MCCALL
BENJAMIN THOMAS BASS
STERLING AUSTIN COLEY
STEVE TU-RAN ALVERSON
AARON ALAN ZAUNER
David M Dorsett
BENTLEY YEISER LONDON
BILLY RAY CALDWELL

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BRENTWOOD, TN
CALDWELL ADVISORS, LLC · BRENTWOOD, TN
TRANQUILITY PARTNERS, LLC · BRENTWOOD, TN
EDWARD JONES · BRENTWOOD, TN
SANCTUARY ADVISORS, LLC · Brentwood, TN
TRUIST ADVISORY SERVICES, INC. · BRENTWOOD, TN
SANCTUARY ADVISORS, LLC · BRENTWOOD, TN
GLOBAL HEALTH AND WELLNESS INVESTMENT NETWORK · BRENTWOOD, TN

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