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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2015-12-14 |
Branch Locations
3909 13Th Ave S, Fargo, ND 58103 • United States
1119 9Th Street East, West Fargo, ND 58078 • United States
1532 32Nd Ave South, Fargo, ND 58103 • United States
309 2Nd Ave. Sw, Jamestown, ND 58401 • United States
720 Main, Carrington, ND 58421 • United States
3909 13Th Ave. South, Fargo, ND 58103 • United States
4151 45Th St. South, Fargo, ND 58104 • United States
3100 25Th St. South, Fargo, ND 58103 • United States
4101 13Th Ave. South, Fargo, ND 58103 • United States
837 31St Ave. East, West Fargo, ND 58078 • United States
802 Dakota Ave, Wahpeton, ND 58074 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gate City Bank | Fargo | ND | 05/2013 | Present |
| Lpl Financial Llc | Fargo | ND | 12/2015 | Present |
1. 03/17/2016: Sunderland Group - Non-Variable Insurance - Investment Related - 2102 Great Northern Dr N, Fargo, ND 58102 - Start 04/01/2016 - 20 Hr/Mo; 1 Hour(s) During Securities Trading - Agent, Paid at the carrier Level, Not an owner, Life and Fixed Annuities 2. 11/19/2018 - Gate City Bank - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/29/2018 - 160 hours/month - 110 hours during trading. 3. 3/9/2021 - Gate City Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 2/23/2021 - 10 Hours Per Month/10 Hours During Securities Trading. 4. 6/4/2021 - E4 Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 6/3/2021 - 10 Hours Per Month/10 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-17 |
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