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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-07
  • CO RA
    APPROVED
    Since 2026-01-07

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Park Triangle Corp Center, 22Nd Floor 32Nd St Cor 11Th Ave, Bonifacio Global City, Fort Bonifacio, Taguig City, Metro Manila 1634 • Philippines

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Manila 11/2009 09/2020
E*Trade Securities Llc Makati 09/2020 07/2021
Wells Fargo Clearing Services Llc Charlotte NC 08/2021 06/2023
Sofi Securities Llc San Francisco CA 06/2023 01/2025
Empower Financial Services, Inc Greenwood Village CO 01/2025 Present
Empower Advisory Group, Llc Greenwood Village CO 01/2026 Present
  • 11/2009 → 09/2020
    E*Trade Securities Llc
    Manila
  • 09/2020 → 07/2021
    E*Trade Securities Llc
    Makati
  • 08/2021 → 06/2023
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 06/2023 → 01/2025
    Sofi Securities Llc
    San Francisco, CA
  • 01/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2026 → Present
    Greenwood Village, CO
Other Businesses

Rental Property. Investment related: No, Condo units rental, Owner of condo units, total hrs/month: 2 - 4, hrs during business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-04
S63 Uniform Securities Agent State Law Examination 2010-01-21
  • S66 Uniform Combined State Law Examination
    2025-12-04
  • S63 Uniform Securities Agent State Law Examination
    2010-01-21

View on SEC IAPD

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