Homero Jose Diaz

Employer firm

Castleview Partners, LLC CRD 281410

$417M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2019 → 04/2020
  Advisory Investor Services Llc
  Weston, FL
• 07/2016 → 09/2019
  Hsbc
  Coral Gables, FL
• 03/2020 → 04/2020
  Residential Savings Mortgage
  Hollywood, FL
• 04/2020 → Present
  Castleview Partners, Llc
  Coral Gables, FL
• 11/2020 → Present
  Kovack Securities, Llc
  Fort Lauderdale, FL
• 03/2020 → 04/2020
  Amazon Flex
  Miami, FL

Previous Registrations

• 2020-03-10 → 2020-04-17
  Advisory Investor Services Llc
  Miami, FL
• 2016-07-25 → 2019-10-22
  Hsbc Securities (Usa) Inc.
  Miami, FL
  Coral Gables, FL
  Miami, FL
  Miami, FL
• 2012-07-11 → 2016-07-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Key Biscayne, FL
  Miami, FL

Other Businesses

1) DBA-CASTLEVIEW PARTNERS LLC- 814 PONCE DE LEON BLVD, SUITE 500, CORAL GABLES, FL 33134; INVESTMENT RELATED; PROVIDE FINANCIAL AND INVESTMENT ADVICE; FINANCIAL ADVISOR; 60% OF TIME SPENT. 2) VARIENT FOOD DELIVERY SERVICES (INSTACART, GRUBHUB, AMAZON AND POSTMATES); NON-INVESMENT RELATED; FOOD DELIVERY SERVICE; DRIVER; 20% OF TIME SPENT. 3) REAL ESTATE - 501 OCEAN DRIVE 1019, HOLLYWOOD BEACH, FL 33019; INVESTMENT RELATED; INVESTING IN BUYING AND FLIPPING HOMES; PARTNER; 10 HOURS/MONTH OF TIME SPENT; LESS THAN 1% HOURS/MONTH OF TIME SPENT DURING SECURITIES TRADING. 4) ADVISORY, BROKERAGE AND INSURANCE - 210 CEDAR RD, APT. 210, VISTA, CA; INVESTMENT RELATED; SALES FOR ADVISORY, BROKERAGE AND INSURANCE; FINANCIAL ADVISOR; 40 HOURS/MONTH OF TIME SPENT; 8 HOURS/MONTH OF TIME SPENT DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2012-07-06
• S63 Uniform Securities Agent State Law Examination
  2011-07-29

Other Names

• Homero J. Diaz
• Homero J Diaz Luzardo
• Homero Jose Diaz-Luzardo
• Homero J Diaz