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Homero Jose Diaz

Castleview Partners, LLC

Coral Gables, FL

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Current Employers
Castleview Partners, Llc

4851 Lbj Freeway Suite 850, Dallas, TX 75244 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-09
TX RA APPROVED_RES 2022-09-28
  • FL RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED_RES
    Since 2022-09-28

Branch Locations

814 Ponce De Leon Suite 500, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisory Investor Services Llc Weston FL 12/2019 04/2020
Hsbc Coral Gables FL 07/2016 09/2019
Residential Savings Mortgage Hollywood FL 03/2020 04/2020
Castleview Partners, Llc Coral Gables FL 04/2020 Present
Kovack Securities, Llc Fort Lauderdale FL 11/2020 Present
Amazon Flex Miami FL 03/2020 04/2020
  • 12/2019 → 04/2020
    Weston, FL
  • 07/2016 → 09/2019
    Hsbc
    Coral Gables, FL
  • 03/2020 → 04/2020
    Residential Savings Mortgage
    Hollywood, FL
  • 04/2020 → Present
    Coral Gables, FL
  • 11/2020 → Present
    Kovack Securities, Llc
    Fort Lauderdale, FL
  • 03/2020 → 04/2020
    Amazon Flex
    Miami, FL
Previous Registrations
Other Businesses

1) DBA-CASTLEVIEW PARTNERS LLC- 814 PONCE DE LEON BLVD, SUITE 500, CORAL GABLES, FL 33134; INVESTMENT RELATED; PROVIDE FINANCIAL AND INVESTMENT ADVICE; FINANCIAL ADVISOR; 60% OF TIME SPENT. 2) VARIENT FOOD DELIVERY SERVICES (INSTACART, GRUBHUB, AMAZON AND POSTMATES); NON-INVESMENT RELATED; FOOD DELIVERY SERVICE; DRIVER; 20% OF TIME SPENT. 3) REAL ESTATE - 501 OCEAN DRIVE 1019, HOLLYWOOD BEACH, FL 33019; INVESTMENT RELATED; INVESTING IN BUYING AND FLIPPING HOMES; PARTNER; 10 HOURS/MONTH OF TIME SPENT; LESS THAN 1% HOURS/MONTH OF TIME SPENT DURING SECURITIES TRADING. 4) ADVISORY, BROKERAGE AND INSURANCE - 210 CEDAR RD, APT. 210, VISTA, CA; INVESTMENT RELATED; SALES FOR ADVISORY, BROKERAGE AND INSURANCE; FINANCIAL ADVISOR; 40 HOURS/MONTH OF TIME SPENT; 8 HOURS/MONTH OF TIME SPENT DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-06
S63 Uniform Securities Agent State Law Examination 2011-07-29
  • S66 Uniform Combined State Law Examination
    2012-07-06
  • S63 Uniform Securities Agent State Law Examination
    2011-07-29
Other Names
  • Homero J. Diaz
  • Homero J Diaz Luzardo
  • Homero Jose Diaz-Luzardo
  • Homero J Diaz

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