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Robert Henry Lipka

Robert Henry Wealth Management, LLC

Stuart, FL

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Current Employers
Robert Henry Wealth Management, Llc

1 Se Ocean Blvd, Stuart, FL 34994 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-07-26
  • FL RA
    APPROVED
    Since 2019-07-26

Branch Locations

1 Se Ocean Blvd, Stuart, FL 34994 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert Henry Wealth Management, Llc Westport CT 01/2010 07/2019
Robert Henry Wealth Management, Llc Wellington FL 07/2019 03/2022
Robert Henry Wealth Management, Llc Stuart FL 03/2022 Present
Previous Registrations
  • 2009-01-02 → 2009-12-17
    Westport, CT
  • 2006-06-19 → 2009-01-02
    Raymond James Financial Services, Inc.
    Westport, CT
    New York, NY
    Westport, CT
    White Plains, NY
  • 2006-03-24 → 2006-04-19
    A. G. Edwards & Sons, Inc.
    Greenwich, CT
Other Businesses

PRESIDENT OF AJ STABLES 167 GODFREY RD WESTON, CT., HORSE RACING,INVESTMENT ONLY. SINCE JULY, 2003 NONE(0 HOURS) OF MY TIME IS DEVOTED TO THE RUNNING OF THIS INVESTMENT 25% OWNER Celeritas Racing LLC information Not investment related 2555 SW Manor Hill Drive Palm City Florida 34990 Thoroughbred horse racing President and sole owner Celeritas Racing LLC was started 01/01/2017 It has no relation to any other business 1 hour per month devoted to Celeritas Racing LLC 0 hours per month devoted to other businesses during security trading hours No duties relating to the daily operation Celeritas LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-23
  • S66 Uniform Combined State Law Examination
    2006-03-23

View on SEC IAPD

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