Eric Platt

Empower Capital Management, LLC

Greenwood Village, CO

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Current Employers

Empower Capital Management, Llc

8515 East Orchard Road, 2T3, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-03-10

CT RA
APPROVED

Since 2023-03-10

Branch Locations

8515 East Orchard Road, 2T3, Greenwood Village, CO 80111 • United States

Somers, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Investment Management Services, Llc	Hartford	CT	03/2018	12/2022
Prudential Insurance Company Of America	Hartford	CT	03/2018	03/2022
Barings, Llc	Springfield	MA	07/2013	03/2018
Empower	Hartford	CT	04/2022	12/2022
Global Portfolio Strategies, Inc.	Hartford	CT	03/2018	Present
Empower Financial Services, Inc	Greenwood Village	CO	12/2022	Present

03/2018 → 12/2022

Prudential Investment Management Services, Llc

Hartford, CT
03/2018 → 03/2022

Prudential Insurance Company Of America

Hartford, CT
07/2013 → 03/2018

Barings, Llc

Springfield, MA
04/2022 → 12/2022

Empower

Hartford, CT
03/2018 → Present

Global Portfolio Strategies, Inc.

Hartford, CT
12/2022 → Present

Empower Financial Services, Inc

Greenwood Village, CO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-05-11

S63 Uniform Securities Agent State Law Examination

2018-05-11

Designations

Other Names

Eric Platt
Eric Joseph Platt

View on SEC IAPD

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Other Investors

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DEANNA LEE MEYER

BRENT Allan LEE

Dean Edward Norsworthy

DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO

MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO

AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO

LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO

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WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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