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Employer firm

Empower Capital Management, LLC CRD 107272

$78.0B regulatory AUM 68 advisory clients

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • INSURANCE COMPANY SEPARATE ACCOUNTS SERVICES PROVIDED TO NON QUALIFIED RETIREMENT PLAN SPONSORS

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Capital Management, Llc

8515 East Orchard Road, 2T3, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-03-10
  • CT RA
    APPROVED
    Since 2023-03-10

Branch Locations

8515 East Orchard Road, 2T3, Greenwood Village, CO 80111 • United States

Somers, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Services, Llc Hartford CT 03/2018 12/2022
Prudential Insurance Company Of America Hartford CT 03/2018 03/2022
Barings, Llc Springfield MA 07/2013 03/2018
Empower Hartford CT 04/2022 12/2022
Global Portfolio Strategies, Inc. Hartford CT 03/2018 Present
Empower Financial Services, Inc Greenwood Village CO 12/2022 Present
  • 03/2018 → 12/2022
    Prudential Investment Management Services, Llc
    Hartford, CT
  • 03/2018 → 03/2022
    Prudential Insurance Company Of America
    Hartford, CT
  • 07/2013 → 03/2018
    Barings, Llc
    Springfield, MA
  • 04/2022 → 12/2022
    Empower
    Hartford, CT
  • 03/2018 → Present
    Global Portfolio Strategies, Inc.
    Hartford, CT
  • 12/2022 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-05-11
  • S63 Uniform Securities Agent State Law Examination
    2018-05-11
Designations
  • Chartered Financial Analyst
Other Names
  • Eric Platt
  • Eric Joseph Platt

View on SEC IAPD

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