Brian Wesley Low

Employer firm

Brian Low Financial Group, LLC CRD 306346

$239M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 06/2017
  Broker Dealer Financial Services Corp.
  Baton Rouge, LA
• 06/2017 → Present
  Madison Avenue Securities, Llc
  San Diego, CA
• 05/1998 → Present
  Brian Low Financial Group
  Baton Rouge, LA
• 12/2019 → Present
  Brian Low Financial Group
  Baton Rouge, LA

Previous Registrations

• 2017-06-12 → 2020-12-22
  Madison Avenue Securities, Llc
  Baton Rouge, LA
  San Diego, CA
  San Diego, CA
• 2008-10-29 → 2017-06-09
  Investment Advisors Corp
  Baton Rouge, LA
  Baton Rouge, LA
• 2007-05-21 → 2008-10-30
  National Planning Corporation
  Los Angeles, CA
  Baton Rouge, LA
• 2007-01-19 → 2007-05-24
  Voya Financial Advisors, Inc.
  Baton Rouge, LA
  Des Moines, IA

Other Businesses

1.NAME: BRIAN LOW FINANCIAL GROUP; INV RELATED:YES; ADDRESS:4463 BLUEBONNET BLVD., SUITE B, BATON ROUGE, LA 70810; NATURE:INSURANCE; POSITION:OWNER; START DATE:5/2/2007; HOURS/MONTH:160; TRADING HOURS/MONTH:160; DUTIES:SELL ANNUITIES 2.NAME:REAL ESTATE ; INV RELATED:NO; ADDRESS:11066 HILLPARK AVE BATON ROUGE, LA 70810, 11114 HILLPARK AVE BATON ROUGE, LA 70810; NATURE:REAL ESTATE; POSITION:OWNER; START DATE:12/1998; HOURS/MONTH:8; TRADING HOURS/MONTH:0; DUTIES:RENT HOUSE 3.NAME: ADVISORS EXCEL; INV RELATED:YES; ADDRESS:2950 SW MCCLURE ROAD TOPEKA, KS 66614; NATURE:ANNUITY+LIFE MARKETING FIRM; POSITION:AGENT; START DATE:2012; HOURS/MONTH:160; TRADING HOURS/MONTH:160; DUTIES:AGENT-SALES 4.NAME: LOW MARKETING; INV RELATED:NO; ADDRESS:4463 BLUEBONNET BLVD., SUITE B, BATON ROUGE, LA 70810 NATURE:MARKETING EVENTS, SEMINARS; POSITION:OWNER; START DATE:11/8/2017; HOURS/MONTH:40; TRADING HOURS/MONTH:40; DUTIES:BUSINESS OWNER 5.NAME: LOW BUILDERS; INV RELATED:NO; ADDRESS:4463 BLUEBONNET BLVD., SUITE B, BATON ROUGE, LA 70810; NATURE: PROPERTY OWNER (1 PROPERTY LEFT, WILL BE CLOSING ON WITHIN A YEAR. NO ACTIVE BUSINESS); POSITION:OWNER; START DATE:5/1/1998; HOURS/MONTH:0; TRADING HOURS/MONTH:0; DUTIES: PROPERTY OWNER 6.NAME: LOW RISK MANAGEMENT, LLC; INV RELATED:NO; ADDRESS:4463 BLUEBONNET BLVD., SUITE B, BATON ROUGE, LA 70810; NATURE:RISK MANAGEMENT ; POSITION:PRESIDENT; START DATE:3/19/2018; HOURS/MONTH:0; TRADING HOURS/MONTH:0; DUTIES:PRESIDENT 7.NAME: LOW HOLDINGS, LLC; INV RELATED:NO; ADDRESS:4463 BLUEBONNET BLVD., SUITE B, BATON ROUGE, LA 70810; NATURE:REAL ESTATE; START DATE:4/9/2018; HOURS/MONTH:20; TRADING HOURS/MONTH:20; DUTIES:PRESIDENT, OVERSEE REAL ESTATE HOLDING COMPANY. 8.NAME:LOW LEASING, LLC; INV RELATED:NO; ADDRESS:4463 BLUEBONNET BLVD., SUITE B, BATON ROUGE, LA 70810; NATURE:LEASE AGREEMENT; POSITION:PRESIDENT; START DATE:8/31/2018; HOURS/MONTH:0; TRADING HOURS/MONTH: NO; DUTIES:HOLDS MY CAR 9. NAME: SMOOTHIE KING 1117; INV RELATED: NO; ADDRESS: 3057 DAUPHIN ST. MOBILE, AL 36606; NATURE: SELL SMOOTHIE'S; POSITION: SILENT PARTNER; START DATE: 9/2019; HOURS/MONTH: 0; TRADING HOURS/MONTH: NO; DUTIES: SILENT PARTNER 10.NAME: BRIAN LOW FINANCIAL GROUP REGISTERED INVESTMENT ADVISOR; INV RELATED:YES; ADDRESS:4463 BLUEBONNET BLVD., SUITE B, BATON ROUGE, LA 70810; NATURE:BRIAN LOW FINANCIAL GROUP, LLC HAS ADOPTED THE FOLLOWING POLICIES AND PROCEDURES FOR COMPLIANCE AS A REGISTERED INVESTMENT ADVISER; POSITION:OWNER, IAR; START DATE:01/012020; HOURS/MONTH:80; TRADING HOURS/MONTH:80; DUTIES:OWNER/IAR-PROVIDE FINANCIAL ADVISE

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-04
• S63 Uniform Securities Agent State Law Examination
  2005-12-29

Other Names

• Brian Wesley Low