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Ramon Hernandez

Td Private Client Wealth LLC

Fort Lauderdale, FL

West Palm Beach, FL

Lake Worth, FL

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-01-09
MD RA APPROVED 2025-01-08
MI RA APPROVED 2024-02-07
CT RA APPROVED 2024-01-17
OH RA APPROVED 2024-01-16
PA RA APPROVED 2024-01-16
RI RA APPROVED 2024-01-16
NJ RA APPROVED 2024-01-12
NY RA APPROVED 2024-01-12
TX RA APPROVED_RES 2024-01-12
VT RA APPROVED 2024-01-12
VA RA APPROVED 2024-01-12
FL RA APPROVED 2021-04-23
  • NH RA
    APPROVED
    Since 2025-01-09
  • MD RA
    APPROVED
    Since 2025-01-08
  • MI RA
    APPROVED
    Since 2024-02-07
  • CT RA
    APPROVED
    Since 2024-01-17
  • OH RA
    APPROVED
    Since 2024-01-16
  • PA RA
    APPROVED
    Since 2024-01-16
  • RI RA
    APPROVED
    Since 2024-01-16
  • NJ RA
    APPROVED
    Since 2024-01-12
  • NY RA
    APPROVED
    Since 2024-01-12
  • TX RA
    APPROVED_RES
    Since 2024-01-12
  • VT RA
    APPROVED
    Since 2024-01-12
  • VA RA
    APPROVED
    Since 2024-01-12
  • FL RA
    APPROVED
    Since 2021-04-23

Branch Locations

5900 N Andrews Ave 2Nd Floor, Fort Lauderdale, FL 33309 • United States

2130 Centrepark West Drive, West Palm Beach, FL 33409 • United States

Lake Worth, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Inc West Palm Beach FL 03/2011 01/2021
Td Bank N.A. West Palm Beach FL 03/2021 Present
Td Private Client Wealth Llc West Palm Beach FL 03/2021 Present
  • 03/2011 → 01/2021
    Tdameritrade Inc
    West Palm Beach, FL
  • 03/2021 → Present
    Td Bank N.A.
    West Palm Beach, FL
  • 03/2021 → Present
    Td Private Client Wealth Llc
    West Palm Beach, FL
Previous Registrations
  • 2011-03-30 → 2021-01-11
    Td Ameritrade, Inc.
    West Palm Beach, FL
    San Antonio, TX
  • 2011-04-18 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    West Palm Beach, FL
  • 2010-02-01 → 2011-03-21
    Edward Jones
    St Louis, MO
    Wellington, FL
    Palm Beach, FL
    Wellington, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-15
  • S66 Uniform Combined State Law Examination
    2010-01-15
Other Names
  • Ramon E Hernandez
  • Ramon Emilio Hernandez

View on SEC IAPD

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