Samuel Jacob Rice

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2024-05-22
TX	RA	APPROVED	2024-05-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Seven Arrows Planning	Nashville	TN	05/2026	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Frisco	TX	06/2019	07/2021
Westpac Wealth Partners	Bend	OR	06/2018	06/2019
Greystar Management Services	Denver	CO	02/2015	06/2018
Bank Of America, N.A.	Frisco	TX	09/2019	07/2021
Exencial Wealth Advisors, Llc	Oklahoma City	OK	08/2021	05/2023
Raymond James Financial Services	Brentwood	TN	10/2023	04/2024
Unemployed	Brentwood	TN	06/2023	09/2023
University Of Kansas	Lawrence	KS	01/2013	05/2018
Sagespring Wealth Partners	Franklin	TN	10/2023	04/2024
Lighthouse Wealth Group, Llc	Franklin	TN	05/2024	05/2026
Steward Partners Investment Solutions, Llc	Nashville	TN	05/2024	Present
Steward Partners Investment Advisory, Llc	Nashville	TN	05/2024	Present

05/2026 → Present

Seven Arrows Planning

Nashville, TN
06/2019 → 07/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX
06/2018 → 06/2019

Westpac Wealth Partners

Bend, OR
02/2015 → 06/2018

Greystar Management Services

Denver, CO
09/2019 → 07/2021

Bank Of America, N.A.

Frisco, TX
08/2021 → 05/2023

Exencial Wealth Advisors, Llc

Oklahoma City, OK
10/2023 → 04/2024

Raymond James Financial Services

Brentwood, TN
06/2023 → 09/2023

Unemployed

Brentwood, TN
01/2013 → 05/2018

University Of Kansas

Lawrence, KS
10/2023 → 04/2024

Sagespring Wealth Partners

Franklin, TN
05/2024 → 05/2026

Lighthouse Wealth Group, Llc

Franklin, TN
05/2024 → Present

Steward Partners Investment Solutions, Llc

Nashville, TN
05/2024 → Present

Steward Partners Investment Advisory, Llc

Nashville, TN

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-04-08
S66	Uniform Combined State Law Examination	2020-01-04

Other Firms