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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-22 |
| TX | RA | APPROVED_RES | 2024-10-21 |
Branch Locations
1440 Rosecrans Ave, Manhattan Beach, CA 90266-3702 • United States
Torrance, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Torrance | CA | 11/2009 | 05/2021 |
| Ameriprise Financial Services, Llc | Los Angeles | CA | 05/2021 | 08/2021 |
| Lpl Financial Llc | Manhattan Beach | CA | 08/2021 | 10/2024 |
| Kinecta Federal Credit Union | Manhattan Beach | CA | 08/2021 | 09/2023 |
| Ameriprise Financial Services, Llc | Manhattan Beach | CA | 10/2024 | Present |
| Kinecta Financial & Insurance Services | El Segundo | CA | 09/2023 | 10/2024 |
Outside Employment; KINECTA FED CREDIT UNION; REGISTERED CLIENT ASSOCIATE; Manage advisory business; 1440 Rosecrans Ave, , Manhattan Beach, CA, 90266; Investment-Related; 09/30/2021; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-28 |
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