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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-24
CA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2015-03-24
  • CA RA
    APPROVED
    Since 2008-01-01

Branch Locations

4364 Town Center Blvd Ste 220, El Dorado Hills, CA 95762 • United States

Forest Hill, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Auburn CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Auburn CA 11/2016 Present
Previous Registrations
  • 2006-03-23 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    Auburn, CA
Other Businesses

ART BY DEANNA; NOT INV. RELATED; FORESTHILL,CA; 100% OWNERSHIP; START 5/2/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; SELLING ART. RENTAL PROPERTY, INV RELATED, AUBURN, CA, 100% OWNERSHIP, START 5/1/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. Q'S VENTURES INC. DBA Q'S CUSTOM GLASS, NOT INV RELATED, AUBURN, CA, 80% OWNERSHIP WITH SPOUSE, START 7/5/2023, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, CUSTOM GLASS INSTALLATION BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-22
  • S66 Uniform Combined State Law Examination
    2006-03-22
Other Names
  • Deanna Marie Duque

View on SEC IAPD

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