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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-25
UT RA APPROVED 2015-07-16
  • TX RA
    APPROVED
    Since 2015-11-25
  • UT RA
    APPROVED
    Since 2015-07-16

Branch Locations

60 E South Temple St, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 03/2015 Present
Bank Of America, N.A. Salt Lake City UT 06/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-15
  • S66 Uniform Combined State Law Examination
    2015-07-15
Other Names
  • Mark Arland Jessup

View on SEC IAPD

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