Sean Patrick Heney

Employer firm

Portside Wealth Group, LLC CRD 325175

$1.43B regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 09/2016
  Northwestern Mutual Investment Services Llc
  Cleveland, OH
• 05/2016 → 02/2017
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 09/2016 → 02/2017
  Northwestern Mutual Investment Services, Llc.
  Phoenix, AZ
• 10/2016 → 02/2017
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 04/2017 → 02/2022
  Massmutual Life Insurance Company
  Scottsdale, AZ
• 05/2017 → 02/2022
  Mml Investors Services
  Scottsdale, AZ
• 02/2022 → 06/2023
  Townsquare Capital
  Provo, UT
• 02/2022 → 01/2023
  Dfpg Investments, Llc
  Sandy, UT
• 02/2022 → Present
  Suncrest Advisors
  Peoria, AZ
• 01/2023 → Present
  The Leaders Group Inc
  Littleton, CO
• 04/2023 → Present
  Portside Wealth Group
  Provo, UT

Previous Registrations

• 2022-02-14 → 2023-06-14
  Townsquare Capital, Llc
  Scottsdale, AZ
  Lehi, UT
• 2017-05-26 → 2022-02-08
  Mml Investors Services, Llc
  Scottsdale, AZ
• 2015-02-17 → 2017-03-07
  Northwestern Mutual Investment Services, Llc
  Cleveland, OH
  Phoenix, AZ

Other Businesses

1. ALLEGIS ADVISORS - 12/4/2022 - 10232 Old Orchard Drive, Brecksville, OH 44141 - Partner, financial planner, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) SUNCREST ADVISORS - 2/18/2022 - 3807 Brecksville Road, Suite 1, Richfield, OH 44286 - Partner, financial planner, Not Invt Rel, insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 3. PORTSIDE WEALTH GROUP - 5/16/2023 - 10232 Old Orchard Drive, Brecksville, OH 44141 - Investment Advisor Representative, RIA, Financial Planning and Investment Advisory, Inv't rel, 30 hrs/mo; 30 hrs/mo (during trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2015-02-14

Other Names

• Sean P Heney
• Sean Patrick Heney